WRC-97, Geneva, Nov. 2-7

Tom Kuiper kuiper@jpl.nasa.gov

Contents

Introduction

During Nov. 2-7, I participated in the World Radiocommunications Conference (WRC-97) in Geneva. WRCs are convened about every two years under the auspices of the International Telecommunication Union (ITU) to update the Radio Regulations (RR). The RR have the status of a treaty and regulate the use of the spectrum internationally. I was at WRC-97 as a member of the Inter-Union Commission for Astronomical Frequencies IUCAF delegation during the second week of the four-week conference. Most of the key issues are decided during this week, which is why IUCAF concentrated its representation in this period. In this report I will give my impressions of the spectrum regulation process and some of the issues which should concern the DSN.

For convenience, here is a summary of abbreviations. I'll define them again when I first use them.
CPM Conference Preparatory Meeting
EES Earth Exploration Service
FSS Fixed Satellite System
IAU International Astronomical Union
ICSU International Council of Scientfic Unions
ITU International Telecommunication Union
IUCAF Inter-Union Commission on Astronomical Frequencies
LEO Low Earth Orbit
MSS Mobile Satellite System
RAS Radio Astronomy Service
RR Radio Regulations
SFCG Space Frequency Coordination Group
URSI Union Radio Scientifique International
WRC World Radiocommunications Conference

What is a WRC?

The conference is a typical UN conference, with delegations from the ITU member countries having the right to vote, one vote per country. Actually, as I'll explain later, votes are seldom necessary. Other international organizations have observer status and can participate in the discussions. IUCAF has an observer delegation representing the International Council of Scientific Unions (ICSU). The International Astronomical Union (IAU), the Union Radio Scientifique International (URSI) and the Committee on Space Research (COSPAR) are the ICSU members which sponsor IUCAF. ESA has an observer delegation, but NASA does not, being represented by the US delegation.

How Does a WRC Function?

The goal of a WRC is to produce Resolutions which amend the RR. Since that goal often can't be met for technical reasons, there are also Resolutions which direct the ITU to conduct studies, often coupled with Resolutions which defer items of business to future WRCs. A WRC is divided into a number of Commissions, each dealing with a general area. The most important are Com. 5, which deals with frequency allocations, and Com. 4 which deals with the other regulations. IUCAF was mostly concerned with Com. 5, but kept a wary eye on Com. 4 as well. The business of a Commission is further divided into general areas, which leads to Working Groups, such as, at this WRC,
WG 5ASpace Science Services,
WG 5BMobile Satellite Systems (MSSs) and Fixed Satellite Systems (FSSs), and
WG 5COther allocation matters.
These commissions still deal with large numbers of issues that are not managable by one body, so they in turn form Sub-Working Groups, e.g.,
SWG 5B1MSS below 1 GHz
SWG 5B2MSS in the 1-3 GHz range
Even the Sub-Working Group sessions can involve hundreds of people and often cannot deal with complex or contentious matters. These are referred to informal working groups, such as
5B2-AMSS generic allocation
5B2-B1559-1567 MHz
5B2-C1675-1710 MHz
At this point, maybe a dozen delegations and 30-40 people are involved.

The method is that of a typical UN conference. There are simultaneous translations into six languages, so everyone wears earphones. It is odd to walk through a huge conference hall and hear only the murmur of some private conversations and the distant, almost inaudible voice of a speaker. Speakers are recognized by their affiliation, for example,
     "Netherlands now has the floor."
The speaker addresses the Chair:
     "Thank you, Mr. Chairman. We wish to draw your attention to ... Thank you, Mr. Chairman."
Chair:
     "Thank you, Netherlands."
The chair tries to guide the meeting to a consensus. Every so often, the chair will attempt to summarize the sense of the meeting and then ask for comments. Once no one asks to speak, the matter is considered resolved. If the discussion goes on and on, the chair creates a subgroup to deal with it and come back with a consensus, which takes the form of a written report.

Which brings up the matter of paper. We were literally inudated with paper every day. Each delegate has a box about 20 cm high which we checked periodically for new documents. Usually half an hour each morning was spent sorting through the accumulation, discarding what is not of interest, and merging the ones that were with what we were already carrying around. About 3000 sheets were issued per delegate during the conference. Before I got here, SkyBridge gave away wheeled airline carry-on bags which can hold about two stacks 20 cm thick. There were a lot of people wheeling a lot of paper around. I forced myself to stick to what I could carry around, about 10 cm thick.

Once a issue has been largely resolved, it is referred to a Drafting Group which produces a draft that reads, in usual legalese fashion, something like this:

The World Radiocommunication Conference (Geneva 1997),
 considering,
 a) ...
 b) ...
 ...
 considering further
 ...
 noting in particular
 ...
 resolves (or recommends)
 ...
 instructs the Secretary-General
 ...
Sometimes some finer points may be left in contention in a draft, to be resolved at a higher level, and those are put in square brackets. The draft goes back to the originating body, sometimes bouncing back and forth if the orginating body cannot resolve the unresolved issues.

Who Attends WRCs?

Now something about the composition of the delegations. There were about 2500 people registered for WRC-97 with about a thousand in attendance at any given time. Not all countries are represented. There are also about twenty international observer delegations. Some delegations are small, and some are huge. The reason for the large delegations is that there are many sessions going on in parallel. Also, there are strong commercial interests at work. A big company may have several people at the WRC to represent their interest at a key session which may occupy no more than half a day. Let's take Canada as a typical average example. There were 46 persons on the delegation. The chief and assistant chief and 15 other delegates were from Industry Canada, the government agency responsible for spectrum management. There are three others from government agencies: Canadian Space Agency, Dept. of Defence, and National Research Council. The larger part of the delegation are "consultants" or from industry. A less typical example is the US delegation, which I did not try to count. There are about 20 government delegates and eighty or so special interest delegates.

Industry works hard to influence the Conference. The week before I got here, there were lavish receptions every night. One of my colleagues said he did not pay for dinner the whole week. Motorola put on a show said to have been managed by a firm from Chicago, that brought in entertainers from England and food from Texas. I've heard cost estimates from $0.25M to $2.5M for that one evening. Companies which have made a very visible presence, by major give-aways or free lunches or fancy receptions include Teledesic, SkyBridge, IRIDIUM, Motorola, and Ellipso. By their presence, these companies contribute substantially towards the WRC budget. It is the opinion of some veteran WRC participants that commercial firms may have formal representation at future WRCS.

It is interesting to compare the representation for the Radio Astronomy Service (RAS) during the week I was there.

Ananthakrishnan (Ooty)        India
Willem Baan (Arecibo)         Chair, IUCAF
Jim Cohen (Jodrell Bank)      IUCAF
Hans Kahlmann (Dwingeloo)     Netherlands
Tom Gergely (NSF)             USA
Tom Kuiper (JPL)              IUCAF
Dave Morris (IRAM)            IUCAF
Masatoshi Ohishi              IUCAF
Ken Tapping (Penticton)       Canada
Paul vanden Bout (NRAO)       USA
John Whiteoak (ATNF)          Australia
Anders Winnberg (Onsala)      IUCAF
The astronomers on national delegations have the advantage of being able to influence votes. (Note that although explicit votes are not taken, implicitly they are. No document is held up because an observer delegation does not agree.) Also, national administrations can submit proposals. These astronomers have a disadvantage in that they may not be free to speak their minds, being under the discipline of their delegation chief. The most effective are those on small, usually friendly, delegations: Australia, India, Netherlands. The IUCAF delegation can have an independent position. Often, there isn't much to say, since many issues are decided before they come into open discussion. (This, incidentally, is an important lesson learned that I'll return to at the end.) There was a lot of networking between the astronomers. We usually all met for lunch to discuss the day's strategy.

Who Represented the DSN?

The DSN was represented indirectly through NASA members and consultants on the US delegation: Dave Struba (HQ), Bob Taylor (consultant to HQ, ex-JPL/DSN), and Wayne Whyte (Lewis). Richard Jacobson (CDSCC) was on the Australian delegation. MDSCC was not represented directly.

NASA also had an exhibit on Space Science covering spaceborne sensors and telemetry in support of Earth exploration satellites. A brochure summarized the US positions in this area and the rationale.

Why Was the DSN Lead Radio Astronomer at WRC-97?

One of the very big issues at this Conference was spectrum allocations for Low Earth Orbit (LEO) MSSs. These are designed to provide hand-held communications anywhere in the world using direct links between portables and satellites. So that the portables do not need largish antennas, the satellites are in low orbits. One particular system, IRIDIUM, is already being deployed, with about half a dozen of an eventual 60 or so satellites eventually in orbit.

The RAS will suffer in two ways. The most immediate problem is that the down-links to feeder links are in a band immediately between RAS bands used to study emissions from the OH molecule. The IRIDIUM signals will spill out of their assigned band into the radio bands. The current regulations covering this kind of spectrum pollution are very weak. IRIDIUM and their major stakeholder, Motorola, as well as other satellite communications companies, are working very hard to keep them weak.

The other problem for radio astronomy are the inter-satellite links at frequencies near 60 GHz, where absorption by oxygen in the Earth's atmosphere prevents communications between the surface of the Earth and space. This means that these satellites are not disturbed by communications on the ground. The remote sensing community, which has been doing sounding of the atmosphere from space using some of the oxygen lines, have had to yield some of their spectrum to the needs of the inter-satellite service. There is essentially no hope that radio astronomers can get some of that part of the spectrum assigned for studying oxygen in cosmic radio sources. When NASA builds a space telescope to do that (it will probably be one of the goals of ARISE, the next generation SVLBI telescope), it will need a highly eccentric orbit to get away from these transmitters.

On the first issue, the RAS (and other sensitive services) lost part of the battle before the conference even began. The previous WRC had instructed to Radiocommunication Sector of the ITU (ITU-R) to study and make recommendations for limits on "spurious" emissions, those which a transmitter generates just outside of its assigned band. Due to very heavy participation by industry in Task Group 1/3, the limits which were set are very weak for protecting sensitive services. However, the issue of emissions far from the assigned frequency has not yet been studied. Recommedandation 66 was revised at WRC-97 to recommend that the ITU study this matter "considering", among many other "considerings", that the previous study did not protect radio astronomy. Interested parties need to get involved with Task Group 1/5 to ensure that good standards are defined. The IUCAF position paper on this subject which was distributed at WRC-97 is available at [http://www.naic.edu/iucaf/handoutw.htm] http://www.mpifr-bonn.mpg.de/staff/kruf/iucaf/Documents/doc_440.htm

On the second issue, we went into the drafting group which dealt with realigning the spectrum allocations between 50 and 71 GHz to see if anything could be done at this point. However, the spectrum re-allocation had already been extensively negotiated and there was no hope of getting any national delegation to support significant changes.

This WRC did not deal with deal with any specific radio astronomy issues, though we were all very busy protecting RAS interests. For example, a footnote in the RR which draws attention to frequencies of importance to the RAS needed a minor change to conform to a small change in the corresponding regulation. Somehow, the footnote got included in a list of footnotes to be deleted and the mistake was almost not noticed.

I learned one interesting lesson at the eight meeting of WG 5A. Netherlands had previously proposed a secondary allocation to the Earth Exploration Service (EES) for a synthetic aperture radar (SAR) in the 420-430 MHz band for inventorying rain forests. This was supported by the Space Frequency Coordination Group (SFCG) in their position paper. This is a very crowded part of the spectrum, with the potential for interference being very high. (A secondary service may not interfere with a primary service, but accidents will happen.) The consensus at the Conference Preparatory Meeting (CPM-97) was that WRC-97 would order a study. This was reflected in the proposals or position papers of many delegations, including IUCAF.

Netherlands came to the meeting, which was chaired by Bob Taylor, with a revised proposal which struck me as quite acceptable. ESA also spoke in favor. I could tell from the way he clarified points that Taylor found the revised proposal reasonable. However, most delegations from countries very far from rain forests, mostly in Europe, were vehemently against. The western hemisphere nations were silent. Brazil spoke in favor. I quickly located the IUCAF Chairman and brought him to the meeting to consider whether IUCAF should change its position. When we returned, Taylor had called for a break and we joined a heated discussion around the Netherlands delegation. Listening to the discussion, it became clear to me that the Netherlands proposal had no chance. My impression was that very few if any national delegations had the authority, or at least the courage, to diverge from their previously established position. I learned that the real work of a WRC is done well in advance. The job at the WRC itself is to make sure that your proposals don't get ambushed.

What Issues Will WRC-99 Address?

At WRC-99, the spectrum above 71 GHz is up for major re- alignment. This is of great concern to the RAS. It is also of great interest to industry for a whole range of proposed services. A key strategy for the RAS will be to develop collaborations with other spectrum users which can co-exist with radio astronomy, and to try to concentrate the incompatible users, especially satellite-based transmitters, to a few parts of the spectrum.

If the DSN anticipates need for bands above 71 GHz, now (immediately right now!) is the time to start developing the proposals to be submitted via NASA and the NTIA to the US State Dept, as well as networking with other agencies and countries to submit compatible proposals via their channels. This needs to be completed by the spring of '99 in time for CPM-99, where many issues effectively are decided because that is when the national delegations tend to finalize their positions. After WRC-99, it will probably be too late to get any significant new mm-wave allocations.

Also, the issue of spectrum pollution (my term for un-wanted emissions) will be probably be decided in TG 1/5 in the next 18 months and enacted at WRC-99. Strong representation at TG 1/5 meetings will be crucial to ensure low RFI levels.

How Grim is the Future for Sensitive Services?

I think on the whole the national delegations are aware of and sympathetic to the needs of non-commercial spectrum users such as deep space communications and radio astronomy. For example, the ambassador heading the US delegation introduced a lunch-time lecture by Paul vanden Bout, the Director of NRAO. In diplomatic circles, this sends a strong message to the rest of the delegations. However, some delegations were considered to be strongly dominated by commercial interests, such as Canada and Luxembourg. Probably other small-country delegations are sympathetic to financially powerful corporations. This will become a greater problem at future WRCs.

I believe that one strategy is for the compatible services to work together to develop common positions and share personnel to ensure representation at key meetings. For example, radio astronomy, passive remote sensing, and Space Research (deep space to earth) are compatible, could share band allocations and could work jointly on unwanted emission standards.

The feeling among most radio astronomers and other sensitive spectrum users has been that spectrum management is a boring and not very important subject. Those people are in for a rude awakening. Imminent, effective loss of the OH bands by the RAS may serve a good purpose as a wake-up call.